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Get the Latest News and Information about 401(k) Audits

How SECURE 2.0 Is Changing 401(k) Audits in 2026

The SECURE 2.0 Act is no longer just “new legislation” sitting in the background. In this year's 401(k) audit season, its operational impact is now showing up directly inside employee benefit plan audits. What many plan sponsors are discovering this year is that...

When Is A 401(k) Audit Required?

An annual 401(k) audit is an essential task for large and mid-sized businesses. Not every company is obligated to conduct an annual audit, but the United States government has set strict rules about which businesses do and don’t need one. You should understand what the 401(k) audit requirements are so that you can follow the proper guidelines for your business.

401k Audit Deadline: Consequences For Being Late

A 401(k) audit is just one of many recurring tasks you have to think about as a business owner, and it’s easy to let it slip your mind if you’re worried about all of your other obligations. The consequences of missing the deadline can be severe, though, so it’s important that you submit all the necessary documentation on time.

Selecting the Best 401(k) Auditor

If your business has 100 or more eligible participants at the beginning of the plan year, you must undergo a 401(k) audit. However, choosing the wrong auditor can have severe consequences for both you and your employer. Therefore, it’s crucial to pick the right one for your business.